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Compliance, Private Wealth Management, Associate
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- You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, political science, and criminal justice.
- We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
- Private Wealth Management (“PWM”) Compliance is responsible for supervising the business to ensure compliance with regulations and firm policies as well as assist with the implementation of new regulations and new systems / processes.
- Producing and distributing global quarterly supervisory reports which detail key metrics and regulatory updates
- Possess excellent interpersonal skills - team player, able to forge relationships, build consensus, and influence decisions
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