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Compliance Auditor

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Smart Data SolutionsEagan, MN
  • The Compliance Auditor is responsible for measuring and reporting on company-wide compliance with official SDS policies and procedures, as well as facilitating efforts to increase compliance among staff.
  • Paper document destruction
  • Physical security controls (locks, access cards, etc).
  • Electronic storage media destruction
  • Employee hiring and departure process requirements
  • System accounts and permissions
  • System security configurations
  • Business agreements, contracts, and NDAs
  • Clean desk requirements
  • The Compliance Auditor also facilitates external audits with sample gathering, narrative preparation, and questionnaire responses.
  • The Compliance Manager is responsible for developing and executing compliance checklists based on SDS policies and procedures, with reviews to be scheduled on a repeating and periodic basis.
  • Compliance reviews may be daily, weekly, monthly, quarterly, or yearly.
  • The Compliance Manager is responsible for gathering samples for periodic compliance audits.
  • Samples may be full samples or partial random samples, depending on the nature and scope of the review.
  • The Compliance Manager is responsible for preparing compliance reporting and presenting to their supervisor.
  • Compliance violations documented
  • Recommended remedial action for compliance violations
  • Aggregate compliance scoring on a monthly and quarterly basis
  • The Compliance Auditor reviews existing policies and procedures, understands them thoroughly, and offers suggestions for clarification and improvement.
  • Other Duties as Assigned
  • The Compliance Auditor may be responsible for other audit and compliance related duties not specified in this document, but deemed necessary to support SDS compliance efforts.
  • Skills and Qualifications
  • At least 1 year of prior experience in an audit and compliance related function
  • 2 or 4 year MIS, accounting, or similar audit-related degree
  • Strong personal organization and task discipline
  • Strong reading comprehension and mathematics
  • Proficient in information and statistical analysis
  • Objectivity and fairness
  • Job Type: Full-time
  • Compliance: 1 year
  • Auditing: 1 year
  • Please review all application instructions before applying to Smart Data Solutions.

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