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Complex Risk Officer

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6th Ave StorytellingFort Worth, TX
  • The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions.
  • In conjunction with the Senior Complex Risk Officer, the Complex Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations.
  • The Complex Risk Officer keeps the Senior Complex Risk Officer informed of significant matters.
  • The Complex Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Complex Risk Officer.
  • Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures.
  • The successful candidate may be eligible to participate in the relevant business units incentive compensation plan, which also may include a discretionary bonus component.
  • Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees.
  • Please visit mybenefits.
  • to learn more about our benefit offerings.

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